1 |
S:98446849
M:FLEX @ FINRA
O:Financial Industry Regulatory Authority, Inc.
|
41, 42
|
Pending
|
2 |
S:98446852
M:FINANCIAL LEARNING EXPERIENCE AT FINRA
O:Financial Industry Regulatory Authority, Inc.
|
41, 42
|
Pending
|
3 |
S:97835982
M:FINPRO GATEWAY
O:Financial Industry Regulatory Authority, Inc.
|
9, 41, 42
|
Pending
|
4 |
S:97835986
M:FINPRO LEARNING EXPERIENCE
O:Financial Industry Regulatory Authority, Inc.
|
41
|
Pending
|
5 |
S:97600465
M:FIRST
O:Financial Industry Regulatory Authority, Inc.
|
35, 36, 42, 45
|
Pending
|
6 |
S:97600466
M:FINRA RULEBOOK SEARCH TOOL
O:Financial Industry Regulatory Authority, Inc.
|
35, 36, 42, 45
|
Pending
|
7 |
S:90579923
M:FINANCIAL INDUSTRY NETWORKING DIRECTORY
O:Financial Industry Regulatory Authority,Inc.
|
35, 42
|
Pending
|
8 |
S:88948503
M:FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY
O:Financial Industry Regulatory Authority, Inc., Financial Industry Regulatory Authority,Inc.
|
35, 36, 41, 45
|
Pending
|
9 |
S:88770817
M:FINRA CAT
O:Financial Industry Regulatory Authority, Inc.
|
35, 36, 41, 42, 45
|
Registered
|
10 |
S:88613203
M:FINRA
O:Financial Industry Regulatory Authority, Inc.
|
9, 35, 36, 41, 42, 45
|
Registered
|
11 |
S:88595684
M:FIND
O:Financial Industry Regulatory Authority, Inc., Financial Industry Regulatory Authority,Inc.
|
42
|
Registered
|
12 |
S:88595692
M:FINRA'S INDUSTRY NETWORKING DATABASE
O:Financial Industry Regulatory Authority, Inc.
|
35, 42
|
Dead
|
13 |
S:88351274
M:FINRA CAT
O:Financial Industry Regulatory Authority, Inc.
|
35, 36, 41, 42, 45
|
Registered
|
14 |
S:87847606
M:TRADE REPORTING AND QUOTATION SERVICE
O:Financial Industry Regulatory Authority, Inc.
|
42
|
Dead
|
15 |
S:87847627
M:TRAQS
O:Financial Industry Regulatory Authority, Inc.
|
42
|
Registered
|
16 |
S:87471844
M:TESS
O:Financial Industry Regulatory Authority, Inc.
|
9, 41, 42
|
Dead
|
17 |
S:87444438
M:CRCP
O:Financial Industry Regulatory Authority, Inc.
|
|
Registered
|
18 |
S:87444467
M:CERTIFIED REGULATORY AND COMPLIANCE PROFESSIONAL (CRCP)
O:Financial Industry Regulatory Authority, Inc.
|
|
Registered
|
19 |
S:86896054
M:TRACE
O:Financial Industry Regulatory Authority, Inc.
|
42
|
Dead
|
20 |
S:86657682
M:FINRA CE ONLINE SYSTEM
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
|
41
|
Dead
|
21 |
S:86658092
M:SIE
O:Financial Industry Regulatory Authority, Inc., Financial Industry Regulatory Authority,Inc.
|
35, 41
|
Registered
|
22 |
S:86658247
M:SECURITIES INDUSTRY ESSENTIALS
O:Financial Industry Regulatory Authority, Inc.
|
35, 41
|
Registered
|
23 |
S:86613445
M:PFRD
O:Financial Industry Regulatory Authority, Inc.
|
35
|
Registered
|
24 |
S:86613595
M:FINRA PRIVATE FUND REPORTING DEPOSITORY
O:Financial Industry Regulatory Authority, Inc.
|
35
|
Dead
|
25 |
S:86613694
M:FPRD
O:Financial Industry Regulatory Authority, Inc.
|
42
|
Registered
|
26 |
S:86613714
M:FINRA FUNDING PORTAL REGISTRATION DEPOSITORY
O:Financial Industry Regulatory Authority, Inc.
|
42
|
Registered
|
27 |
S:86607969
M:BROKERCHECK
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
|
35, 45
|
Registered
|
28 |
S:86598235
M:HELPS
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
|
36
|
Registered
|
29 |
S:86598445
M:FINRA SECURITIES HELPLINE FOR SENIORS
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
|
36
|
Registered
|
30 |
S:86533610
M:FINRA BUSINESS CONDUCT ROUNDTABLE
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
|
35, 41
|
Registered
|
31 |
S:85671806
M:TRACE
O:Financial Industry Regulatory Authority, Inc., Financial Industry Regulatory Authority,Inc.
|
42
|
Dead
|
32 |
S:85513405
M:OTC REPORTING FACILITY
O:Financial Industry Regulatory Authority, Inc.
|
36
|
Dead
|
33 |
S:85513409
M:ORF
O:Financial Industry Regulatory Authority, Inc.
|
36
|
Dead
|
34 |
S:85512210
M:NNQS
O:Financial Industry Regulatory Authority, Inc.
|
35, 36
|
Dead
|
35 |
S:85512218
M:NON-NMS QUOTATION SERVICE
O:Financial Industry Regulatory Authority, Inc.
|
35, 36
|
Dead
|
36 |
S:85512221
M:QCF
O:Financial Industry Regulatory Authority, Inc.
|
35, 36
|
Dead
|
37 |
S:85512222
M:QUOTATION CONSOLIDATION FACILITY
O:Financial Industry Regulatory Authority, Inc.
|
35, 36
|
Dead
|
38 |
S:85493077
M:FINRA AUTOMATED DATA DELIVERY SYSTEM
O:Financial Industry Regulatory Authority, Inc.
|
36, 42
|
Registered
|
39 |
S:85492078
M:FINRA ADDS
O:Financial Industry Regulatory Authority, Inc.
|
36, 42
|
Registered
|
40 |
S:85380543
M:TRADE REPORTING AND QUOTATION SERVICE
O:Financial Industry Regulatory Authority, Inc.
|
42
|
Dead
|
41 |
S:85220191
M:OTCBB
O:Financial Industry Regulatory Authority, Inc.
|
36
|
Dead
|
42 |
S:85218467
M:OTC BULLETIN BOARD
O:Financial Industry Regulatory Authority, Inc., Financial Industry Regulatory Authority,Inc.
|
35, 36
|
Dead
|
43 |
S:77753295
M:FINRA FIRM GATEWAY
O:Financial Industry Regulatory Authority, Inc.
|
42, 45
|
Registered
|
44 |
S:77727439
M:TRACE
O:Financial Industry Regulatory Authority,Inc.
|
42
|
Registered
|
45 |
S:77727475
M:TRADE REPORTING AND COMPLIANCE ENGINE
O:Financial Industry Regulatory Authority,Inc.
|
42
|
Registered
|
46 |
S:77601453
M:TRF
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
|
42
|
Registered
|
47 |
S:77257481
M:NASD
O:Financial Industry Regulatory Authority, Inc.
|
16, 41
|
Registered
|
48 |
S:77243637
M:FINRA INVESTOR EDUCATION FOUNDATION
O:Financial Industry Regulatory Authority, Inc.
|
36
|
Registered
|
49 |
S:77226436
M:FINRA
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
18, 21, 25
|
Registered
|
50 |
S:77226437
M:FINRA
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
42
|
Dead
|
51 |
S:77226439
M:FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
9, 35, 36, 42
|
Dead
|
52 |
S:77976554
M:FINRA
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
9, 14, 16, 35, 36, 41, 45
|
Registered
|
53 |
S:77976559
M:FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
16, 35, 41, 45
|
Dead
|
54 |
S:77167672
M:
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
42
|
Dead
|
55 |
S:77976591
M:
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
9, 14, 16, 18, 21, 25, 35, 36, 41, 45
|
Registered
|
56 |
S:77020756
M:TRF
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
36
|
Registered
|
57 |
S:77020780
M:TRADE REPORTING FACILITY
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
36
|
Registered
|
58 |
S:78851554
M:BROKERCHECK
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
35
|
Registered
|
59 |
S:78697688
M:ADF
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
36
|
Registered
|
60 |
S:78424091
M:NASD INVESTOR EDUCATION FOUNDATION
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
36
|
Dead
|
61 |
S:78424094
M:NASD INVESTOR EDUCATION FOUNDATION
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
36
|
Dead
|
62 |
S:75856925
M:CRD
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National American Securities Administration Assoc., Inc. (NASAA), National Association of Securities Dealers, Inc., NORTH AMERICAN SECURITIES ADMINISTRATION ASSOC., INC.
|
9, 16, 35
|
Registered
|
63 |
S:74801329
M:PROCTOR
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
16
|
Registered
|
64 |
S:74802572
M:PROCTOR
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
16
|
Registered
|
65 |
S:74104527
M:PROCTOR
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
9
|
Registered
|
66 |
S:74104528
M:PROCTOR
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., National Association of Securities Dealers, Inc.
|
42
|
Registered
|
67 |
S:73765639
M:NASD
O:FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.
|
42
|
Dead
|